Filing Details

Accession Number:
0001562180-24-006976
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-27 20:38:42
Reporting Period:
2024-09-26
Accepted Time:
2024-09-27 20:38:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280784 Hercules Capital Inc. HTGC () 743113410
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1505910 Scott Bluestein C/O Hercules Capital, Inc.
31 St. James Avenue, Suite 1005
Boston MA 02116
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-09-26 100,000 $19.59 2,161,207 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2024.
  2. Average sale price. Shares sold at prices between $19.5200 and $19.6400.