Filing Details
- Accession Number:
- 0000950170-24-109731
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-26 20:34:13
- Reporting Period:
- 2024-09-24
- Accepted Time:
- 2024-09-26 20:34:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1635088 | Roivant Sciences Ltd. | ROIV | Pharmaceutical Preparations (2834) | 981173944 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1832142 | Allen Daniel Gold | C/O Roivant Sciences Ltd. 7Th Floor, 50 Broadway London X0 SW1H 0DB | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2024-09-24 | 1,565,670 | $11.63 | 5,723,423 | No | 4 | S | Direct | |
Common Shares | Disposition | 2024-09-24 | 577,186 | $11.63 | 2,079,059 | No | 4 | S | Indirect | Held by trusts and estate planning vehicles established by the Reporting Person |
Common Shares | Disposition | 2024-09-25 | 991,593 | $11.77 | 4,731,830 | No | 4 | S | Direct | |
Common Shares | Disposition | 2024-09-25 | 365,551 | $11.77 | 1,713,508 | No | 4 | S | Indirect | Held by trusts and estate planning vehicles established by the Reporting Person |
Common Shares | Disposition | 2024-09-25 | 50,000 | $11.77 | 23,055,358 | No | 4 | S | Indirect | Held by QVT Financial Investment Cayman Ltd. |
Common Shares | Disposition | 2024-09-26 | 876,000 | $11.82 | 22,179,358 | No | 4 | S | Indirect | Held by QVT Financial Investment Cayman Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | Held by trusts and estate planning vehicles established by the Reporting Person |
No | 4 | S | Direct | |
No | 4 | S | Indirect | Held by trusts and estate planning vehicles established by the Reporting Person |
No | 4 | S | Indirect | Held by QVT Financial Investment Cayman Ltd. |
No | 4 | S | Indirect | Held by QVT Financial Investment Cayman Ltd. |
Footnotes
- The reporting person is a trustee of trusts and estate planning vehicles, each of which were formed by the reporting person and/or his immediate family members, and shares voting and investment control over the Common Shares held directly by these trusts and may be deemed to beneficially own such Common Shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.
- The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.