Home > Insider Trading > Filing (0001704711-24-000146)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1704711	Funko Inc.	FNKO	Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1926483	David Andrew Oddie	C/O Funko, Inc. 2802 Wetmore Avenue Everett WA 98201	Chief Commercial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2024-09-23	10,800	$4.01	51,172	No	4	M	Direct
Class A Common Stock	Disposition	2024-09-23	10,800	$12.03	40,372	No	4	S	Direct
Class A Common Stock	Acquisiton	2024-09-24	21,882	$4.01	62,254	No	4	M	Direct
Class A Common Stock	Disposition	2024-09-24	21,882	$12.02	40,372	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Option to Purchase Class A Common Stock	Disposition	2024-09-23	10,800	$0.00	10,800	$4.01
Class A Common Stock	Option to Purchase Class A Common Stock	Disposition	2024-09-24	21,882	$0.00	21,882	$4.01

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
21,882		2030-04-29	No	4	M	Direct
0		2030-04-29	No	4	M	Direct

Footnotes

Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
Shares were exercised pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The option is fully vested and exercisable.