Filing Details
- Accession Number:
- 0001209191-11-039801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-18 18:39:39
- Reporting Period:
- 2011-07-15
- Filing Date:
- 2011-07-18
- Accepted Time:
- 2011-07-18 17:39:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172480 | Santarus Inc | SNTS | Pharmaceutical Preparations (2834) | 330734433 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1279194 | E Warren Hall | Santarus, Inc. 3721 Valley Centre Drive #400 San Diego CA 92130 | Sr. Vp, Mfg. & Prod. Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-15 | 3,806 | $0.88 | 16,416 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-15 | 3,806 | $3.31 | 12,610 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-15 | 6,194 | $3.31 | 6,416 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2011-07-15 | 3,806 | $0.00 | 3,806 | $0.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 63,935 | 2003-05-22 | 2013-05-22 | No | 4 | M | Direct |
Footnotes
- This exercise and this sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/12/2010.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/12/2010.
- Not applicable to this transaction.
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