Filing Details

Accession Number:
0000950170-24-109326
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-25 16:00:07
Reporting Period:
2024-09-23
Accepted Time:
2024-09-25 16:00:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883107 Nanophase Technologies Corp NANX Perfumes, Cosmetics & Other Toilet Preparations (2844) 363687863
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1563513 Kevin Cureton 1319 Marquette Drive
Romeoville IL 60446
Chief Operating Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-09-23 1,000 $1.57 188,496 No 4 P Direct
Common Stock Acquisiton 2024-09-23 3,716 $1.46 192,212 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock (right to purchase) $0.44 2016-02-18 2025-02-18 50,000 0 Direct
Common Stock Common Stock (right to purchase) $0.42 2017-02-23 2026-02-23 43,500 43,500 Direct
Common Stock Common Stock (right to purchase) $0.68 2018-02-21 2027-02-21 50,000 50,000 Direct
Common Stock Common Stock (right to purchase) $0.82 2019-05-23 2028-05-23 80,000 80,000 Direct
Common Stock Common Stock (right to purchase) $0.51 2020-05-22 2029-05-22 16,500 16,500 Direct
Common Stock Common Stock (right to purchase) $0.45 2021-06-18 2027-06-18 90,000 90,000 Direct
Common Stock Common Stock (right to purchase) $4.17 2022-12-28 2028-12-28 90,000 90,000 Direct
Common Stock Common Stock (right to purchase) $1.17 2023-12-20 2029-12-20 72,000 72,000 Direct
Common Stock Common Stock (right to purchase) $0.61 2024-12-27 2030-12-27 12,600 12,600 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-02-18 50,000 0 Direct
2026-02-23 43,500 43,500 Direct
2027-02-21 50,000 50,000 Direct
2028-05-23 80,000 80,000 Direct
2029-05-22 16,500 16,500 Direct
2027-06-18 90,000 90,000 Direct
2028-12-28 90,000 90,000 Direct
2029-12-20 72,000 72,000 Direct
2030-12-27 12,600 12,600 Direct