Filing Details
- Accession Number:
- 0001628280-24-041219
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-24 16:11:29
- Reporting Period:
- 2024-09-20
- Accepted Time:
- 2024-09-24 16:11:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616533 | Smart Global Holdings Inc. | SGH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344018 | A Jack Pacheco | C/O Smart Global Holdings, Inc. 39870 Eureka Drive Newark CA 94560 | Evp, Coo, Pres, Mem Solutions | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2024-09-20 | 13,334 | $9.20 | 225,230 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2024-09-20 | 13,334 | $20.02 | 211,896 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2024-09-20 | 13,334 | $0.00 | 13,334 | $9.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,000 | 2030-03-12 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024.
- This transaction was executed in multiple trades at prices ranging from $20.00 to $20.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021.