Filing Details

Accession Number:
0001127602-11-024365
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-26 20:25:20
Reporting Period:
2011-08-26
Filing Date:
2011-08-26
Accepted Time:
2011-08-26 20:25:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808326 Emcore Corp EMKR Semiconductors & Related Devices (3674) 222746503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1265677 Mark Weinswig C/O Emcore Corporation
10420 Research Road, Se
Albuquerque NM 87123
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Emcore Common Stock Disposition 2011-08-26 9,499 $1.59 59,164 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Emcore Common Stock 2,927 Indirect 401K Plan
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.57 to $1.59, inclusive. The reporting person undertakes to provide to EMCORE Corporation, any security holder of EMCORE Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. 9,499 shares were acquired under the EMCORE Corporation 2000 Employee Stock Purchase Plan on August 25, 2011 in an exempt transaction under Rule 16b-3(c).
  3. Shares attributable to EMCORE Corporation 401(k) account as of June 30, 2011.