Filing Details
- Accession Number:
- 0001127602-11-024365
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-26 20:25:20
- Reporting Period:
- 2011-08-26
- Filing Date:
- 2011-08-26
- Accepted Time:
- 2011-08-26 20:25:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808326 | Emcore Corp | EMKR | Semiconductors & Related Devices (3674) | 222746503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1265677 | Mark Weinswig | C/O Emcore Corporation 10420 Research Road, Se Albuquerque NM 87123 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Emcore Common Stock | Disposition | 2011-08-26 | 9,499 | $1.59 | 59,164 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Emcore Common Stock | 2,927 | Indirect | 401K Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.57 to $1.59, inclusive. The reporting person undertakes to provide to EMCORE Corporation, any security holder of EMCORE Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- 9,499 shares were acquired under the EMCORE Corporation 2000 Employee Stock Purchase Plan on August 25, 2011 in an exempt transaction under Rule 16b-3(c).
- Shares attributable to EMCORE Corporation 401(k) account as of June 30, 2011.