Home > Insider Trading > Filing (0001140361-11-043858)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1141240	Liquidmetal Technologies Inc	LQMT	Chemicals & Allied Products (2800)	330264467

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1179638	A Ricardo Salas	30452 Esperanza Rancho Santa Margarita CA 92688	Executive Vice President	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-08-22	4,462,118	$0.00	4,462,118	No	4	M	Indirect	Held by The Silver Lake Group, LLC.
Common Stock	Disposition	2011-08-22	4,462,118	$0.33	0	No	4	S	Indirect	Common Stock were previously held by The Silver Lake Group, LLC.
Common Stock	Acquisiton	2011-08-22	774	$0.00	3,538,724	No	4	J	Direct
Common Stock	Disposition	2011-08-23	28,000	$0.33	3,510,724	No	4	S	Direct
Common Stock	Disposition	2011-08-24	38,245	$0.33	3,472,479	No	4	S	Direct
Common Stock	Disposition	2011-08-25	42,500	$0.33	3,429,979	No	4	S	Direct
Common Stock	Disposition	2011-08-26	30,000	$0.32	3,399,979	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	Held by The Silver Lake Group, LLC.
No	4	S	Indirect	Common Stock were previously held by The Silver Lake Group, LLC.
No	4	J	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A-1 Preferred Stock	Acquisiton	2011-08-22	75,911	$0.00	3,795,550	$0.10
Common Stock	Series A-1 Preferred Stock	Disposition	2011-08-22	75,911	$0.00	3,795,550	$0.10
Common Stock	Series A-2 Preferred Stock	Acquisiton	2011-08-22	134,930	$0.00	3,066,591	$0.22
Common Stock	Warrant (right to buy)	Acquisiton	2011-08-22	3,501,130	$0.00	3,501,130	$0.49

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
75,911			No	4	J	Indirect
0			No	4	M	Indirect
134,930			No	4	J	Indirect
3,501,130	2009-05-01	2015-07-31	No	4	J	Indirect

Footnotes

Each share of the Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Amended Certificate of Designations, Preferences and Rights for Series A Preferred Stock, as amended. The Series A Preferred Stock has no expiration date.
Acquisition of Common Stock pursuant to conversion of Series A-1 Preferred Stock.
Shares of Series A Preferred Stock were distributed to members of Carlyle Liquid Holdings, LLC in redemption of a pro rata portion of the member's equity interest in Carlyle Liquid Holdings, LLC, thus merely resulting in a change in the form of ownership of shares already previously reported as held by the reporting person.
Warrant shares were distributed to members of Carlyle Liquid Holdings, LLC in redemption of a pro rata portion of the member's equity interest in Carlyle Liquid Holdings, LLC, thus merely resulting in a change in the form of ownership of shares already previously reported as held by the reporting person.
Shares of Common Stock were distributed from Carlyle Liquid Holdings, LLC in redemption of a pro rata portion of the member's equity interest in Carlyle Liquid Holdings, LLC, thus merely resulting in a change in the form of ownership of shares already previously reported as held by the reporting person.