Filing Details

Accession Number:
0001104659-24-102134
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-23 17:41:41
Reporting Period:
2024-09-20
Accepted Time:
2024-09-23 17:41:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1720671 Hashicorp Inc. HCP Services-Computer Programming Services (7371) 320410665
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1894717 Armon Dadgar C/O Hashicorp, Inc.
101 Second Street, Suite 700
San Francisco, CA 94105
Chief Technology Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-09-20 37,992 $0.00 61,226 No 4 M Direct
Class A Common Stock Acquisiton 2024-09-20 6,487 $0.00 67,713 No 4 C Direct
Class A Common Stock Disposition 2024-09-20 22,779 $33.84 44,934 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2024-09-20 17,812 $0.00 17,812 $0.00
Class A Common Stock Restricted Stock Units Disposition 2024-09-20 2,940 $0.00 2,940 $0.00
Class A Common Stock Restricted Stock Units Disposition 2024-09-20 8,958 $0.00 8,958 $0.00
Class A Common Stock Restricted Stock Units Disposition 2024-09-20 8,282 $0.00 8,282 $0.00
Class B Common Stock Restricted Stock Units Disposition 2024-09-20 6,487 $0.00 6,487 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2024-09-20 6,487 $0.00 6,487 $0.00
Class A Common Stock Class B Common Stock Disposition 2024-09-20 6,487 $0.00 6,487 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
89,063 No 4 M Direct
17,642 No 4 M Direct
89,574 No 4 M Direct
115,946 No 4 M Direct
6,488 No 4 M Direct
487,403 No 4 M Direct
480,916 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,520,000 Indirect See footnote
Class A Common Stock 282,617 Indirect See footnote
Class A Common Stock 90,440 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 12,267,084 12,267,084 Indirect
Class A Common Stock Class B Common Stock $0.00 2,057,036 2,057,036 Indirect
Class A Common Stock Class B Common Stock $0.00 601,328 601,328 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
12,267,084 12,267,084 Indirect
2,057,036 2,057,036 Indirect
601,328 601,328 Indirect
Footnotes
  1. Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
  2. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  3. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.75 to $33.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  5. The shares are held of record by the Armon Dadgar 2020 Charitable Trust.
  6. The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee.
  7. The shares are held of record by Black Swan III, LLC which the reporting person controls.
  8. The remaining RSUs vest in four equal quarterly installments beginning on December 20, 2024.
  9. The remaining RSUs vest in six equal quarterly installments beginning on December 20, 2024.
  10. The remaining RSUs vest in 10 equal quarterly installments beginning on December 20, 2024.
  11. The RSUs vest in 14 equal quarterly installments beginning on December 20, 2024.
  12. Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
  13. The remaining RSUs vest on December 20, 2024.