Filing Details

Accession Number:
0001181431-11-047221
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-26 19:35:47
Reporting Period:
2011-08-26
Filing Date:
2011-08-26
Accepted Time:
2011-08-26 19:35:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
718937 Staar Surgical Co STAA Ophthalmic Goods (3851) 953797439
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1332314 G Barry Caldwell 1911 Walker Ave
Monrovia CA 91016
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-08-26 10,000 $8.05 221,839 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Following the reported transaction Mr. Caldwell's total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 441,839 shares of Common Stock, which includes 220,000 vested stock options, 10,000 restricted shares and 15,000 performance accelerated restricted shares. He also holds 90,000 unvested stock options.