Filing Details
- Accession Number:
- 0001415889-24-023727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-19 19:00:07
- Reporting Period:
- 2024-09-17
- Accepted Time:
- 2024-09-19 19:00:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1811414 | Quantumscape Corp | QS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398826 | Jagdeep Singh | C/O Quantumscape Corporation 1730 Technology Drive San Jose CA 95110 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-09-17 | 192,270 | $1.31 | 2,782,853 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-09-17 | 192,270 | $5.99 | 2,590,583 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2024-09-17 | 57,690 | $5.99 | 5,773,928 | No | 4 | S | Indirect | By: Trusts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By: Trusts |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right to buy) | Disposition | 2024-09-17 | 192,270 | $0.00 | 192,270 | $1.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,538,160 | 2018-12-10 | 2026-08-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 972,978 | Indirect | By: The Singh Family Trust UDT dated October 3, 1996 |
Footnotes
- The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.
- Exercise and sale of stock options expiring in the next two years.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.905 to $6.045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Includes 600,000 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.
- The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.