Filing Details

Accession Number:
0001628280-24-040854
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-18 21:32:44
Reporting Period:
2024-09-16
Accepted Time:
2024-09-18 21:32:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1820953 Affirm Holdings Inc. AFRM Personal Credit Institutions (6141) 842224323
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1870331 Katherine Adkins C/O Affirm Holdings, Inc.
650 California Street
San Francisco CA 94108
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-09-16 1,654 $8.80 128,153 No 4 M Direct
Class A Common Stock Disposition 2024-09-16 6,084 $45.00 122,069 No 4 S Direct
Class A Common Stock Acquisiton 2024-09-17 46,600 $8.80 168,669 No 4 M Direct
Class A Common Stock Disposition 2024-09-17 46,600 $45.00 122,069 No 4 S Direct
Class A Common Stock Acquisiton 2024-09-18 51,746 $8.80 173,815 No 4 M Direct
Class A Common Stock Disposition 2024-09-18 82,316 $45.00 91,499 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Acquisiton 2024-09-16 39,718 $0.00 39,718 $0.00
Class A Common Stock Stock Option (Right to Buy) Acquisiton 2024-09-16 55,946 $0.00 55,946 $44.06
Class A Common Stock Stock Option (Right to Buy) Disposition 2024-09-16 1,654 $0.00 1,654 $8.80
Class A Common Stock Stock Option (Right to Buy) Disposition 2024-09-17 46,600 $0.00 46,600 $8.80
Class A Common Stock Stock Option (Right to Buy) Disposition 2024-09-18 51,746 $0.00 51,746 $8.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
39,718 No 4 A Direct
55,946 2034-09-16 No 4 A Direct
126,346 2029-10-14 No 4 M Direct
79,746 2029-10-14 No 4 M Direct
28,000 2029-10-14 No 4 M Direct
Footnotes
  1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024.
  2. Represents the weighted average sale price of the shares sold from $45.00 to $45.03 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Represents the weighted average sale price of the shares sold from $45.00 to $45.01 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
  5. The RSUs vest as to 25% of the shares on September 1, 2025 and the remainder vest in 12 equal quarterly installments over the subsequent three years, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
  6. The stock options vest as to 25% of the underlying shares on September 1, 2025 and the remainder vest in 36 equal monthly installments over the subsequent three years subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
  7. The stock options vested as to 25% of the underlying shares on September 14, 2020, and the remainder vested in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.