Filing Details
- Accession Number:
- 0001628280-24-040854
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-18 21:32:44
- Reporting Period:
- 2024-09-16
- Accepted Time:
- 2024-09-18 21:32:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1820953 | Affirm Holdings Inc. | AFRM | Personal Credit Institutions (6141) | 842224323 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1870331 | Katherine Adkins | C/O Affirm Holdings, Inc. 650 California Street San Francisco CA 94108 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-09-16 | 1,654 | $8.80 | 128,153 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-09-16 | 6,084 | $45.00 | 122,069 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2024-09-17 | 46,600 | $8.80 | 168,669 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-09-17 | 46,600 | $45.00 | 122,069 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2024-09-18 | 51,746 | $8.80 | 173,815 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-09-18 | 82,316 | $45.00 | 91,499 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Acquisiton | 2024-09-16 | 39,718 | $0.00 | 39,718 | $0.00 |
Class A Common Stock | Stock Option (Right to Buy) | Acquisiton | 2024-09-16 | 55,946 | $0.00 | 55,946 | $44.06 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-09-16 | 1,654 | $0.00 | 1,654 | $8.80 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-09-17 | 46,600 | $0.00 | 46,600 | $8.80 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-09-18 | 51,746 | $0.00 | 51,746 | $8.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
39,718 | No | 4 | A | Direct | ||
55,946 | 2034-09-16 | No | 4 | A | Direct | |
126,346 | 2029-10-14 | No | 4 | M | Direct | |
79,746 | 2029-10-14 | No | 4 | M | Direct | |
28,000 | 2029-10-14 | No | 4 | M | Direct |
Footnotes
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024.
- Represents the weighted average sale price of the shares sold from $45.00 to $45.03 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $45.00 to $45.01 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- The RSUs vest as to 25% of the shares on September 1, 2025 and the remainder vest in 12 equal quarterly installments over the subsequent three years, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
- The stock options vest as to 25% of the underlying shares on September 1, 2025 and the remainder vest in 36 equal monthly installments over the subsequent three years subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
- The stock options vested as to 25% of the underlying shares on September 14, 2020, and the remainder vested in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.