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Filing Details

Accession Number:: 0001415889-24-023645
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-09-18 17:25:05
Reporting Period:: 2024-09-16

Accepted Time:: 2024-09-18 17:25:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1819142	Ses Ai Corp	SES	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1907020	Jing Nealis	C/O Ses Ai Corporation 35 Cabot Road Woburn MA 01801	Chief Financial Officer	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2024-09-16	32,487	$0.16	2,011,909	No	4	M	Direct
Class A Common Stock	Disposition	2024-09-16	32,487	$1.02	1,979,422	No	4	S	Direct
Class A Common Stock	Acquisiton	2024-09-17	17,513	$0.16	1,996,935	No	4	M	Direct
Class A Common Stock	Disposition	2024-09-17	17,513	$1.30	1,979,422	No	4	S	Direct
Class A Common Stock	Disposition	2024-09-17	11,025	$1.02	1,968,397	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2024-09-16	32,487	$0.00	32,487	$0.16
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2024-09-17	17,513	$0.00	17,513	$0.16

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,104,068		2031-02-09	No	4	M	Direct
1,086,555		2031-02-09	No	4	M	Direct

Footnotes

The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024.
Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
Includes 339,899 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.02 to $1.06, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person.
Reflects options granted on February 10, 2021 that will vest 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date.