Filing Details
- Accession Number:
- 0001127602-24-024153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-18 17:24:19
- Reporting Period:
- 2024-09-16
- Accepted Time:
- 2024-09-18 17:24:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1745916 | Pennymac Financial Services Inc. | PFSI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1571945 | Richard Steven Bailey | C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361 | Chief Servicing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-09-16 | 4,312 | $58.85 | 18,982 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-09-16 | 2,962 | $57.10 | 21,944 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-09-16 | 4,627 | $57.10 | 26,571 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-09-16 | 2,229 | $60.74 | 28,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-09-16 | 10,265 | $116.70 | 18,535 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-09-16 | 3,865 | $117.37 | 14,670 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonstatutory Stock Option (Right to Buy) | Disposition | 2024-09-16 | 4,312 | $0.00 | 4,312 | $58.85 |
| Common Stock | Nonstatutory Stock Option (Right to Buy) | Disposition | 2024-09-16 | 2,962 | $0.00 | 2,962 | $57.10 |
| Common Stock | Nonstatutory Stock Option (Right to Buy) | Disposition | 2024-09-16 | 4,627 | $0.00 | 4,627 | $57.10 |
| Common Stock | Nonstatutory Stock Option (Right to Buy) | Disposition | 2024-09-16 | 2,229 | $0.00 | 2,229 | $60.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-02-25 | 2031-02-24 | No | 4 | M | Direct |
| 12,218 | 2023-02-23 | 2032-02-22 | No | 4 | M | Direct |
| 7,591 | 2023-02-23 | 2032-02-22 | No | 4 | M | Direct |
| 4,459 | 2024-02-24 | 2033-02-23 | No | 4 | M | Direct |
Footnotes
- The reported amount consists of 6,462 restricted stock units and 12,520 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- The reported amount consists of 6,462 restricted stock units and 15,482 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- The reported amount consists of 6,462 restricted stock units and 20,109 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- The reported amount consists of 6,462 restricted stock units and 22,338 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- The price reported is the weighted average price of multiple transactions ranging from $116.22 to $117.19. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- The price reported is the weighted average price of multiple transactions ranging from $117.27 to $117.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.
- This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.
- This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date.
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