Filing Details
- Accession Number:
- 0001140361-24-041384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-18 16:55:07
- Reporting Period:
- 2023-09-07
- Accepted Time:
- 2024-09-18 16:55:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1162896 | Prairie Operating Co. | PROP | Crude Petroleum & Natural Gas (1311) | 980357690 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1992153 | W. James Wallis | 6140 N Santa Fe Ave., Suite B Oklahoma City OK 73116 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-09-07 | 204,422 | $3.05 | 774,345 | No | 4 | P | Indirect | By James W. Wallis LivingTrust |
| Common Stock | Disposition | 2023-10-10 | 68,134 | $3.05 | 706,211 | No | 4 | S | Indirect | By James W. Wallis Living Trust |
| Common Stock | Acquisiton | 2024-05-01 | 63,719 | $6.00 | 769,930 | No | 4 | X | Indirect | By James W Wallis Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By James W. Wallis LivingTrust |
| No | 4 | S | Indirect | By James W. Wallis Living Trust |
| No | 4 | X | Indirect | By James W Wallis Living Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series D Convertible Preferred Stock | Acquisiton | 2023-09-07 | 478 | $3.05 | 95,578 | $5.00 |
| Common Stock | Series A Warrants | Acquisiton | 2023-09-07 | 95,578 | $3.05 | 95,578 | $6.00 |
| Common Stock | Series B Warrants | Acquisiton | 2023-09-07 | 95,578 | $3.05 | 95,578 | $6.00 |
| Common Stock | Series D Convertible Preferred Stock | Disposition | 2023-10-10 | 159 | $3.05 | 31,860 | $5.00 |
| Common Stock | Series A Warrants | Disposition | 2023-10-10 | 31,860 | $3.05 | 31,860 | $6.00 |
| Common Stock | Series B Warrants | Disposition | 2023-10-10 | 31,860 | $3.05 | 31,860 | $6.00 |
| Common Stock | Series B Warrants | Disposition | 2024-05-01 | 63,719 | $0.00 | 63,719 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 478 | 2023-05-03 | No | 4 | P | Indirect | |
| 95,578 | 2023-05-03 | 2028-05-03 | No | 4 | P | Indirect |
| 95,578 | 2023-05-03 | 2024-05-03 | No | 4 | P | Indirect |
| 319 | 2023-05-03 | No | 4 | S | Indirect | |
| 63,719 | 2023-05-03 | 2028-05-03 | No | 4 | S | Indirect |
| 63,719 | 2023-05-03 | 2024-05-03 | No | 4 | S | Indirect |
| 0 | 2023-05-03 | 2024-05-03 | No | 4 | X | Indirect |
Footnotes
- On September 7, 2023, the Reporting Person Purchased for a purchase price of $1.5 million, the following securities: 204,222 shares of Common Stock; 477.89 shares of Series D Convertible Preferred Stock; 95,578 Series A Warrants; and 95,578 Series B Warrants. The values of the aforementioned securities were adjusted to reflect the reverse stock split that occurred on October 16, 2023.
- On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.
- On October 10, 2023, the Reporting Person sold for $500,000, the following securities: 68,134 shares of Common Stock; 159.30 shares of Series D Convertible Preferred Stock; 31,860 Series A Warrants; and 31,860 Series B Warrants.
- The shares of Series D Convertible Preferred Stock have no expiration date.
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