Filing Details
- Accession Number:
- 0001104659-24-100976
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-18 16:15:05
- Reporting Period:
- 2024-09-16
- Accepted Time:
- 2024-09-18 16:15:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1374339 | Promis Neurosciences Inc. | PMN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1034608 | S Michael Gordon | C/O Trove, 40 Broad Street Boston MA 02109 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Acquisiton | 2024-09-16 | 76,931 | $1.22 | 76,931 | No | 4 | P | Direct | |
| Common Shares, No Par Value | Acquisiton | 2024-09-17 | 16,292 | $1.40 | 93,223 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares, No Par Value | 2,075,629 | Indirect | By Title 19 Promis |
| Common Shares, No Par Value | 48,333 | Indirect | By Title 19 Acies |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in forty-two separate transactions, with prices ranging from $1.1200 to $1.3700 for an average weighted purchase price of $1.2228 rounded to the nearest ten thousandth. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased in each transaction.
- The price reported in Column 4 is a weighted average price. These shares were purchased in four separate transactions, with prices ranging from $1.37 to $1.40 for an average weighted purchase price of $1.40. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased in each transaction.
- By Title 19 Promis, a series of a Delaware limited liability company, of which the Reporting Person is the sole manager.
- By Title 19 Acies, a series of a Delaware limited liability company, of which the Reporting Person is the sole manager.
Billionaire Hedge Funds
