Filing Details

Accession Number:
0001415889-24-023579
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-17 20:40:11
Reporting Period:
2024-09-13
Accepted Time:
2024-09-17 20:40:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1943896 Rubrik Inc. RBRK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366048 Barry Eggers C/O Lightspeed Venture Partners
2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1366051 Peter Nieh C/O Lightspeed Venture Partners
2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1702122 Lightspeed Management Company, L.l.c. 2200 Sand Hill Road
Menlo Park CA 94025
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2024-09-13 15,933 $30.19 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 156,736 Indirect By Eggers Investments LP - Fund 2
Class A Common Stock 140,021 Indirect By Nieh Family Investments LP - Fund 2
Class A Common Stock 16,715 Indirect By Nieh Family Investments LP - Fund 4
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.10 to $30.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
  3. Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.
  4. Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2.
  5. Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.