Filing Details

Accession Number:
0000950170-24-107536
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-17 20:11:37
Reporting Period:
2024-09-16
Accepted Time:
2024-09-17 20:11:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1776111 Mbx Biosciences Inc. MBX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341382 N James Topper 601 Union Street, Suite 3200
Seattle WA 98101
No No No No
1790811 Fhmls X, L.l.c. 601 Union Street, Suite 3200
Seattle WA 98101
No No No No
1790879 Frazier Life Sciences X, L.p. C/O Mbx Biosciences, Inc.
11711 N. Meridian Street, Suite 300
Carmel IN 46032
No No No No
1790880 Fhmls X, L.p. 601 Union Street, Suite 3200
Seattle WA 98101
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-09-16 3,927,774 $0.00 3,927,774 No 4 C Direct
Common Stock Acquisiton 2024-09-16 625,000 $16.00 4,552,774 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2024-09-16 18,922,852 $0.00 1,574,005 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2024-09-16 28,297,265 $0.00 2,353,769 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. Each share of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock (collectively, the "Preferred Stock") was convertible into Common Stock on a one-for-12.0221 basis at any time at the option of the holder, and automatically converted into the number of shares shown in Column 7 immediately prior to the closing of the Issuer's initial public offering on September 16, 2024. The Preferred Stock had no expiration date.
  2. These securities are held of record by Frazier Life Sciences X, L.P. ("FLS X"). FHMLS X, L.P. is the general partner of FLS X, and FHMLS X, L.L.C. is the general partner of FHMLS X, L.P. Patrick Heron and James Topper, M.D., Ph.D., are the sole managing members of FHMLS X, L.L.C. and share voting and investment power of the securities held by FLS X, and as a result, may be deemed to have beneficial ownership over such securities. Mr. Heron and Dr. Topper disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  3. Reflects shares purchased in the Issuer's initial public offering.