Filing Details
- Accession Number:
- 0001704711-24-000142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-17 18:46:47
- Reporting Period:
- 2024-09-13
- Accepted Time:
- 2024-09-17 18:46:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1704711 | Funko Inc. | FNKO | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1926483 | David Andrew Oddie | C/O Funko, Inc. 2802 Wetmore Avenue Everett WA 98201 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-09-13 | 5,531 | $4.01 | 45,903 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-09-13 | 5,531 | $12.00 | 40,372 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2024-09-16 | 300 | $4.01 | 40,672 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-09-16 | 300 | $12.04 | 40,372 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option to Purchase Class A Common Stock | Disposition | 2024-09-13 | 5,531 | $0.00 | 5,531 | $4.01 |
| Class A Common Stock | Option to Purchase Class A Common Stock | Disposition | 2024-09-16 | 300 | $0.00 | 300 | $4.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,982 | 2030-04-29 | No | 4 | M | Direct | |
| 32,682 | 2030-04-29 | No | 4 | M | Direct |
Footnotes
- Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
- Shares were exercised pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The option is fully vested and exercisable.
Billionaire Hedge Funds
