Filing Details

Accession Number:
0001704711-24-000140
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-17 18:45:25
Reporting Period:
2024-09-15
Accepted Time:
2024-09-17 18:45:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1704711 Funko Inc. FNKO Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2014560 Yves Pendeven Le C/O Funko, Inc.
2802 Wetmore Avenue
Everett WA 98201
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-09-15 5,000 $0.00 33,848 No 4 M Direct
Class A Common Stock Disposition 2024-09-16 1,344 $11.79 32,504 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2024-09-15 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
  2. Shares were sold to cover taxes upon the vesting of restricted stock units on September 15, 2024 pursuant to a Rule 10b5-1 sell to cover instruction date June 14 2023.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $11.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. On March 15, 2024, the Reporting Person was granted 5,000 RSUs, vesting in full on the six month anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer through the vesting date.