Filing Details
- Accession Number:
- 0001660134-24-000140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-17 17:29:07
- Reporting Period:
- 2024-09-15
- Accepted Time:
- 2024-09-17 17:29:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1660134 | Okta Inc. | OKTA | Services-Prepackaged Software (7372) | 264175727 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1968125 | Larissa Schwartz | 100 First Street, Suite 600 San Francisco CA 94105 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-09-15 | 104 | $0.00 | 27,118 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-09-15 | 53 | $0.00 | 27,065 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2024-09-15 | 169 | $0.00 | 27,234 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-09-15 | 86 | $0.00 | 27,148 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2024-09-15 | 316 | $0.00 | 27,464 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-09-15 | 161 | $0.00 | 27,303 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2024-09-15 | 108 | $0.00 | 27,411 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-09-15 | 55 | $0.00 | 27,356 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2024-09-15 | 4,446 | $0.00 | 31,802 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-09-15 | 2,254 | $0.00 | 29,548 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2024-09-15 | 1,937 | $0.00 | 31,485 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-09-15 | 982 | $0.00 | 30,503 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2024-09-16 | 2,790 | $74.01 | 27,713 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2024-09-15 | 104 | $0.00 | 104 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2024-09-15 | 169 | $0.00 | 169 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2024-09-15 | 316 | $0.00 | 316 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2024-09-15 | 108 | $0.00 | 108 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2024-09-15 | 4,446 | $0.00 | 4,446 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2024-09-15 | 1,937 | $0.00 | 1,937 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
104 | No | 4 | M | Direct | ||
337 | No | 4 | M | Direct | ||
1,580 | No | 4 | M | Direct | ||
649 | No | 4 | M | Direct | ||
26,672 | No | 4 | M | Direct | ||
19,367 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class B Common Stock | Employee Stock Option (Right to Buy) | $8.62 | 2025-12-16 | 14,167 | 14,167 | Direct | |
Class B Common Stock | Employee Stock Option (Right to Buy) | $8.73 | 2026-06-01 | 9,000 | 9,000 | Direct | |
Class B Common Stock | Employee Stock Option (Right to Buy) | $11.36 | 2027-03-05 | 5,000 | 5,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-12-16 | 14,167 | 14,167 | Direct |
2026-06-01 | 9,000 | 9,000 | Direct |
2027-03-05 | 5,000 | 5,000 | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 11, 2024.
- Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
- 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
- 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
- 6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
- 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
- 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
- 8.33% of the shares underlying the RSU vested on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
- The shares subject to the option are fully vested and exercisable by the Reporting Person.