Filing Details

Accession Number:
0001660134-24-000140
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-17 17:29:07
Reporting Period:
2024-09-15
Accepted Time:
2024-09-17 17:29:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1660134 Okta Inc. OKTA Services-Prepackaged Software (7372) 264175727
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1968125 Larissa Schwartz 100 First Street, Suite 600
San Francisco CA 94105
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-09-15 104 $0.00 27,118 No 4 M Direct
Class A Common Stock Disposition 2024-09-15 53 $0.00 27,065 No 4 F Direct
Class A Common Stock Acquisiton 2024-09-15 169 $0.00 27,234 No 4 M Direct
Class A Common Stock Disposition 2024-09-15 86 $0.00 27,148 No 4 F Direct
Class A Common Stock Acquisiton 2024-09-15 316 $0.00 27,464 No 4 M Direct
Class A Common Stock Disposition 2024-09-15 161 $0.00 27,303 No 4 F Direct
Class A Common Stock Acquisiton 2024-09-15 108 $0.00 27,411 No 4 M Direct
Class A Common Stock Disposition 2024-09-15 55 $0.00 27,356 No 4 F Direct
Class A Common Stock Acquisiton 2024-09-15 4,446 $0.00 31,802 No 4 M Direct
Class A Common Stock Disposition 2024-09-15 2,254 $0.00 29,548 No 4 F Direct
Class A Common Stock Acquisiton 2024-09-15 1,937 $0.00 31,485 No 4 M Direct
Class A Common Stock Disposition 2024-09-15 982 $0.00 30,503 No 4 F Direct
Class A Common Stock Disposition 2024-09-16 2,790 $74.01 27,713 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2024-09-15 104 $0.00 104 $0.00
Class A Common Stock Restricted Stock Units Disposition 2024-09-15 169 $0.00 169 $0.00
Class A Common Stock Restricted Stock Units Disposition 2024-09-15 316 $0.00 316 $0.00
Class A Common Stock Restricted Stock Units Disposition 2024-09-15 108 $0.00 108 $0.00
Class A Common Stock Restricted Stock Units Disposition 2024-09-15 4,446 $0.00 4,446 $0.00
Class A Common Stock Restricted Stock Units Disposition 2024-09-15 1,937 $0.00 1,937 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
104 No 4 M Direct
337 No 4 M Direct
1,580 No 4 M Direct
649 No 4 M Direct
26,672 No 4 M Direct
19,367 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Stock Employee Stock Option (Right to Buy) $8.62 2025-12-16 14,167 14,167 Direct
Class B Common Stock Employee Stock Option (Right to Buy) $8.73 2026-06-01 9,000 9,000 Direct
Class B Common Stock Employee Stock Option (Right to Buy) $11.36 2027-03-05 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-12-16 14,167 14,167 Direct
2026-06-01 9,000 9,000 Direct
2027-03-05 5,000 5,000 Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 11, 2024.
  2. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
  3. 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  4. 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  5. 6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  6. 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  7. 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  8. 8.33% of the shares underlying the RSU vested on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  9. The shares subject to the option are fully vested and exercisable by the Reporting Person.