Filing Details

Accession Number:
0001841794-24-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-17 16:28:56
Reporting Period:
2024-09-13
Accepted Time:
2024-09-17 16:28:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1783398 Uwm Holdings Corp UWMC Mortgage Bankers & Loan Correspondents (6162) 842124167
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1841794 Ishbia Mat C/O Uwm Holdings Corporation
585 South Blvd E
Pontiac MI 48341
President And Ceo Yes Yes Yes No
1842002 Sfs Holding Corp C/O Uwm Holdings Corporation
585 South Blvd E
Pontiac MI 48341
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-09-13 10,842,012 $0.00 10,842,012 No 4 C Indirect See Footnote
Class A Common Stock Disposition 2024-09-13 10,842,012 $8.45 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock UWM Paired Interests Disposition 2024-09-13 10,842,012 $0.00 10,842,012 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,486,227,775 2021-01-21 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 171,520 Direct
Footnotes
  1. Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests and were immediately sold.
  2. These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.
  3. These shares are held directly by Mat Ishbia and SFS Corp. has no interests in these shares.
  4. The conversion rights related to the UWM Paired Interests do not expire.