Filing Details
- Accession Number:
- 0001213900-24-079464
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-17 16:19:12
- Reporting Period:
- 2024-09-13
- Accepted Time:
- 2024-09-17 16:19:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1009891 | Air Industries Group | AIRI | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 204458244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1024533 | N Michael Taglich | C/O Taglich Brothers, Inc. 37 Main Street Cold Spring Harbor NY 11724 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-09-13 | 7,015 | $7.00 | 16,980 | No | 4 | S | Indirect | See Note |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Note |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 434,449 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $3.75 | 2029-08-31 | 10,000 | 10,000 | Direct | |
Common Stock | Stock Options | $3.50 | 2028-05-31 | 1,000 | 1,000 | Direct | |
Common Stock | Stock Options | $3.43 | 2028-06-30 | 2,120 | 2,120 | Direct | |
Common Stock | Stock Option | $8.40 | 2027-04-30 | 1,000 | 1,000 | Direct | |
Common Stock | Stock Option | $13.20 | 2027-12-31 | 1,000 | 1,000 | Direct | |
Common Stock | Stock Option | $23.80 | 2026-12-31 | 1,000 | 1,000 | Direct | |
Common Stock | Stock Option | $12.80 | 2025-12-31 | 1,000 | 1,000 | Direct | |
Common Stock | Convertible Notes | $15.00 | 2018-09-30 | 2026-07-01 | 101,544 | 0 | Direct |
Common Stock | Convertible Notes | $9.30 | 2019-01-15 | 2026-07-01 | 110,323 | 0 | Direct |
Common Stock | Convertible Notes | $15.00 | 2018-09-30 | 2026-07-01 | 14,217 | 0 | Indirect |
Common Stock | Convertible Notes | $15.00 | 2018-09-30 | 2026-07-01 | 7,812 | 0 | Direct |
Common Stock | Convertible Notes | $9.30 | 2019-01-15 | 2026-07-01 | 3,011 | 0 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2029-08-31 | 10,000 | 10,000 | Direct |
2028-05-31 | 1,000 | 1,000 | Direct |
2028-06-30 | 2,120 | 2,120 | Direct |
2027-04-30 | 1,000 | 1,000 | Direct |
2027-12-31 | 1,000 | 1,000 | Direct |
2026-12-31 | 1,000 | 1,000 | Direct |
2025-12-31 | 1,000 | 1,000 | Direct |
2026-07-01 | 101,544 | 0 | Direct |
2026-07-01 | 110,323 | 0 | Direct |
2026-07-01 | 14,217 | 0 | Indirect |
2026-07-01 | 7,812 | 0 | Direct |
2026-07-01 | 3,011 | 0 | Indirect |
Footnotes
- Represents shares owned by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President.
- Vests as to 2,500 shares on each of August 31, 2024, September 30, 2024, December 31, 2024 and March 31, 2025.
- Exercisable in full.
- Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes unpaid interest through December 31, 2020.
- Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020.
- Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes.
- Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.