Filing Details

Accession Number:
0001213900-24-079099
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-16 19:30:35
Reporting Period:
2024-09-10
Accepted Time:
2024-09-16 19:30:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1920406 Asset Entities Inc. ASST Services-Prepackaged Software (7372) 881293236
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1929009 Asset Entities Holdings, Llc C/O Asset Entities Inc.,
100 Crescent Ct, 7Th Floor
Dallas TX 75201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Acquisiton 2024-09-10 256,406 $0.00 256,406 No 4 C Direct
Class B Common Stock Disposition 2024-09-12 179,683 $1.97 76,723 No 4 S Direct
Class B Common Stock Disposition 2024-09-13 76,723 $1.55 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Class A Common Stock Disposition 2024-09-10 256,406 $0.00 256,406 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,250,000 No 4 C Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $2.19, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.47 to $1.6701, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.