Filing Details
- Accession Number:
- 0001628280-24-040542
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-16 17:21:01
- Reporting Period:
- 2024-09-12
- Accepted Time:
- 2024-09-16 17:21:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1874178 | Rivian Automotive Inc. / De | RIVN | Motor Vehicles & Passenger Car Bodies (3711) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1891517 | J Robert Scaringe | C/O Rivian Automotive, Inc. 14600 Myford Road Irvine CA 92606 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-09-12 | 83,333 | $2.63 | 969,859 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-09-12 | 83,333 | $13.68 | 886,526 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option | Disposition | 2024-09-12 | 83,333 | $0.00 | 83,333 | $2.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,130,501 | 2029-03-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 4,595 | Indirect | By LLC |
| Class A Common Stock | 2,632,766 | Indirect | By Trust |
Footnotes
- The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended March 31, 2024, filed with the Securities and Exchange Commission (the "SEC") on May 7, 2024.
- The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $13.52 to $13.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The stock option was fully vested as of February 14, 2023.
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