Filing Details
- Accession Number:
- 0000950170-24-106806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-16 16:02:30
- Reporting Period:
- 2024-09-12
- Accepted Time:
- 2024-09-16 16:02:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1819928 | Doubleverify Holdings Inc. | DV | Services-Computer Programming, Data Processing, Etc. (7370) | 822714562 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1854086 | T Nicola Allais | C/O Doubleverify Holdings, Inc. 462 Broadway New York NY 10013 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-09-12 | 1,764 | $2.01 | 79,078 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-09-12 | 1,764 | $17.89 | 77,314 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-09-13 | 1,764 | $2.01 | 79,078 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-09-13 | 1,764 | $17.42 | 77,314 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-09-15 | 2,489 | $0.00 | 79,803 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-09-15 | 1,377 | $17.42 | 78,426 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-09-15 | 4,063 | $0.00 | 82,489 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-09-15 | 2,247 | $17.42 | 80,242 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-09-15 | 3,034 | $0.00 | 83,276 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-09-15 | 1,678 | $17.42 | 81,598 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (Rights to Buy) | Disposition | 2024-09-12 | 1,764 | $0.00 | 1,764 | $2.01 |
| Common Stock | Options (Rights to Buy) | Disposition | 2024-09-13 | 1,764 | $0.00 | 1,764 | $2.01 |
| Common Stock | Restricted Stock Units | Disposition | 2024-09-15 | 2,489 | $0.00 | 2,489 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2024-09-15 | 4,063 | $0.00 | 4,063 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2024-09-15 | 3,034 | $0.00 | 3,034 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 317,804 | 2028-01-04 | No | 4 | M | Direct | |
| 316,040 | 2028-01-04 | No | 4 | M | Direct | |
| 12,443 | No | 4 | M | Direct | ||
| 36,559 | No | 4 | M | Direct | ||
| 39,442 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2023.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.83 to $17.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.31 to $17.585, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.
- Represents shares withheld to satisfy tax obligations in connection with the vesting of 2,489 restricted stock units on September 15, 2024.
- The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested and were settled on March 15, 2023 (the "2023 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date.
- Represents shares withheld to satisfy tax obligations in connection with the vesting of 4,063 restricted stock units on September 15, 2024.
- The restricted stock units were granted on December 19, 2023. 6.25% of the restricted stock units vested and were settled on March 15, 2024 (the "2024 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2024 Vesting Date.
- Represents shares withheld to satisfy tax obligations in connection with the vesting of 3,034 restricted stock units on September 15, 2024.
- Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.
- Restricted stock units convert into common stock on a one-for-one basis.
Billionaire Hedge Funds
