Filing Details

Accession Number:
0000950170-24-106530
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-13 18:39:14
Reporting Period:
2024-09-12
Accepted Time:
2024-09-13 18:39:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1572616 Fractyl Health Inc. GUTS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1419217 David Jay Caplan 3 Van De Graaff Drive
Suite 200
Burlington MA 01803
President, Chief Product Off. No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-09-12 95,484 $1.70 95,484 No 4 M Direct
Common Stock Disposition 2024-09-12 65,000 $2.90 30,484 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2024-09-12 95,484 $0.00 95,484 $1.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-11-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 358,806 Indirect By Trust
Common Stock 118,810 Indirect By Family Trust
Footnotes
  1. The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $2.85 to $3.06. The Reporting Person undertakes to provide upon request the Staff of the Securities and Exchange Commission, the Issuer, or any stockholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
  2. The option is fully vested and exercisable.