Filing Details
- Accession Number:
- 0001225208-11-020805
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-26 13:56:44
- Reporting Period:
- 2011-08-25
- Filing Date:
- 2011-08-26
- Accepted Time:
- 2011-08-26 13:56:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1500213 | Si Financial Group Inc. | SIFI | Savings Institution, Federally Chartered (6035) | 800643149 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298182 | J Brian Hull | 803 Main Street Willimantic CT 06226 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-25 | 1,000 | $9.10 | 28,452 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,038 | Indirect | By 401(k) |
| Common Stock | 449 | Indirect | By Custodian For Child 1 |
| Common Stock | 449 | Indirect | By Custodian For Child 2 |
| Common Stock | 3,492 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $9.40 | 2012-02-16 | 2021-02-16 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Options | $5.68 | 2011-02-24 | 2020-02-24 | 4,490 | 4,490 | Direct |
| Common Stock | Stock Options | $11.25 | 2006-05-17 | 2015-05-17 | 35,924 | 35,924 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-02-16 | 7,500 | 7,500 | Direct |
| 2020-02-24 | 4,490 | 4,490 | Direct |
| 2015-05-17 | 35,924 | 35,924 | Direct |
Footnotes
- Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 16, 2012.
- Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 24, 2011.
- Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.
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