Filing Details
- Accession Number:
- 0001140361-11-043755
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-26 12:15:05
- Reporting Period:
- 2011-08-26
- Filing Date:
- 2011-08-26
- Accepted Time:
- 2011-08-26 12:15:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316987 | D Richard Fain | Royal Caribbean Cruises Ltd. 1050 Caribbean Way Miami FL 33132 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-26 | 66,000 | $22.72 | 1,213,426 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 247 | Indirect | By Daughter |
| Common Stock | 421,412 | Indirect | See Footnotes |
Footnotes
- Represents the weighted-average purchase price per share of a series of transactions, all of which were executed on August 26, 2011. The actual purchase prices ranged from a low of $22.47 to a high of $22.95. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares purchased at each price within the range.
- The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
Billionaire Hedge Funds
