Home > Insider Trading > Filing (0001214659-24-016397)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
896493	Ault Alliance Inc.	AULT	Electronic Components, Nec (3679)	941721931

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1212502	Iii C Milton Ault	11411 Southern Highlands Parkway Suite 240 Las Vegas NV 89141	Executive Chairman	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-09-10	12,500	$0.22	107,729	No	4	P	Indirect	By Ault & Company, Inc.
Common Stock	Acquisiton	2024-09-11	10,000	$0.21	117,729	No	4	P	Indirect	By Ault & Company, Inc.
13% Series D Cumulative Redeemable Perpetual Preferred Stock	Acquisiton	2024-09-11	6	$13.69	116	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Ault & Company, Inc.
No	4	P	Indirect	By Ault & Company, Inc.
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	11,645	Direct

Footnotes

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2194. The range of purchase prices on the transaction date was $0.219 to $0.22 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.