Filing Details

Accession Number:
0001538716-24-000117
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-12 17:46:30
Reporting Period:
2024-09-10
Accepted Time:
2024-09-12 17:46:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1538716 Oportun Financial Corp OPRT Finance Services (6199) 453361983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1786250 Patrick Kirscht Oportun Financial Corporation
2 Circle Star Way
San Carlos CA 94070
Chief Credit Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-09-10 7,787 $2.45 341,763 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,900 Indirect By Child 1
Common Stock 2,900 Indirect By Child 2
Footnotes
  1. These shares were automatically sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units on September 10, 2024, and this sale does not represent a discretionary trade by the Reporting Person.
  2. Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.38 to $2.49 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.