Filing Details
- Accession Number:
- 0001381668-24-000123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-12 12:18:23
- Reporting Period:
- 2024-09-10
- Accepted Time:
- 2024-09-12 12:18:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1381668 | Tfs Financial Corp | TFSL | Savings Institution, Federally Chartered (6035) | 522054948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1757689 | H Ashley Williams | 7007 Broadway Avenue Cleveland OH 44105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-09-10 | 20,000 | $12.82 | 37,150 | No | 4 | S | Indirect | Trust Beneficiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Trust Beneficiary |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,660 | Direct | |
Common Stock | 40,000 | Indirect | Trustee for daughter's trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 5,850 | 5,850 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
5,850 | 5,850 | Direct |
Footnotes
- The ending balance reflects the transfer of 23,300 and 17,650 shares on 2/28/23 and 12/15/23, respectively, to the revocable trust for which Ms. Stefanski is the beneficiary. The transactions changed the beneficial ownership of such shares from direct to indirect ownership.
- Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- On February 22, 2024, the reporting person received a grant of 5,850 Restricted Stock Units ("RSUs") which fully vest on February 21, 2025.