Filing Details

Accession Number:
0001783879-24-000263
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-11 18:30:32
Reporting Period:
2024-09-09
Accepted Time:
2024-09-11 18:30:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1783879 Robinhood Markets Inc. HOOD Security Brokers, Dealers & Flotation Companies (6211) 464364776
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1870914 Baiju Bhatt C/O Robinhood Markets, Inc.
85 Willow Road
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-09-09 139,916 $0.00 139,916 No 4 C Indirect By Living Trust
Class A Common Stock Disposition 2024-09-09 139,916 $19.55 0 No 4 S Indirect By Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Living Trust
No 4 S Indirect By Living Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2024-09-09 139,916 $0.00 139,916 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
58,026,468 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 0 Direct
Footnotes
  1. As part of the transaction effected on September 9, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 139,916 shares of its ClassB Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.
  2. This transaction was effected pursuant to the Bhatt 10b5-1 plan.
  3. This transaction was executed in multiple trades during the day at prices ranging from $19.05 to $19.82. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SECstaff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.