Filing Details
- Accession Number:
- 0000897069-24-001833
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-11 16:53:50
- Reporting Period:
- 2024-09-11
- Accepted Time:
- 2024-09-11 16:53:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1640384 | Lm Funding America Inc. | LMFA | Finance Services (6199) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1742160 | H Ryan Duran | 1200 Platt Street Suite 100 Tampa FL 33606 | Vice President Of Operations | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-09-11 | 500 | $2.40 | 16,318 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $4.51 | 2033-04-20 | 41,667 | 41,667 | Direct | |
Common Stock | Stock Option (right to buy) | $35.70 | 2031-10-28 | 29,167 | 29,167 | Direct | |
Common Stock | Stock Option (right to buy) | $300.00 | 2028-05-29 | 83 | 83 | Direct | |
Common Stock | Stock Option (right to buy) | $3,000.00 | 2026-01-04 | 14 | 14 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2033-04-20 | 41,667 | 41,667 | Direct |
2031-10-28 | 29,167 | 29,167 | Direct |
2028-05-29 | 83 | 83 | Direct |
2026-01-04 | 14 | 14 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Options were granted under the the 2021 Omnibus Incentive Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.
- This option is presently exercisable in full.