Filing Details
- Accession Number:
- 0001213900-24-077726
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-11 16:26:04
- Reporting Period:
- 2024-09-05
- Accepted Time:
- 2024-09-11 16:26:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534154 | Authid Inc. | AUID | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1620625 | Robert Thomas Szoke | C/O Authid Inc. 1580 N. Logan St Ste 660 Unit 51767 Denver CO 80203 | Chief Technology Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value Per Share | Disposition | 2024-09-11 | 800 | $8.05 | 22,619 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value Per Share | Disposition | 2024-09-10 | 3,000 | $8.11 | 23,419 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value Per Share | Disposition | 2024-09-05 | 200 | $7.88 | 26,419 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.0001 Par Value Per Share | 12,500 | Indirect | See footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value Per Share | Stock Options | $9.25 | 2023-12-21 | 2033-12-21 | 5,000 | 5,000 | Direct |
| Common Stock, $0.0001 Par Value Per Share | Stock Options | $5.48 | 2023-06-28 | 2033-06-28 | 50,000 | 50,000 | Direct |
| Common Stock, $0.0001 Par Value Per Share | Stock Options | $2.64 | 2023-03-14 | 2033-03-14 | 12,500 | 12,500 | Direct |
| Common Stock, $0.0001 Par Value Per Share | Stock Options | $57.60 | 2021-05-05 | 2031-05-05 | 4,167 | 4,167 | Direct |
| Common Stock, $0.0001 Par Value Per Share | Stock Options | $108.00 | 2015-09-25 | 2025-09-25 | 41,667 | 41,667 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2033-12-21 | 5,000 | 5,000 | Direct |
| 2033-06-28 | 50,000 | 50,000 | Direct |
| 2033-03-14 | 12,500 | 12,500 | Direct |
| 2031-05-05 | 4,167 | 4,167 | Direct |
| 2025-09-25 | 41,667 | 41,667 | Direct |
Footnotes
- Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke.
- The stock option vesting is monthly over 12 months, subject to continued service to authID Inc.
- Reflects the weighted average purchase price. The range of prices for such transactions is $8.10 to $8.14 for September 10, 2024 and $8.01 to $8.10 for September 11, 2024. Open market sales transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
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