Filing Details
- Accession Number:
- 0001140361-11-043714
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-25 21:30:40
- Reporting Period:
- 2011-08-23
- Filing Date:
- 2011-08-25
- Accepted Time:
- 2011-08-25 21:30:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
865752 | Hansen Natural Corp | HANS | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 391679918 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1284352 | H Hilton Schlosberg | Hansen Natural Corp, 550 Monica Circle, Suite 201 Corona CA 92880 | Vice Chairman And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-08-23 | 36,012 | $84.41 | 128,950 | No | 4 | S | Indirect | By Hilrod Holdings VI, L.P. |
Common Stock | Disposition | 2011-08-24 | 7,000 | $85.16 | 30,036 | No | 4 | S | Indirect | By Hilrod Holdings VII, L.P. |
Common Stock | Disposition | 2011-08-24 | 20,000 | $85.16 | 114,764 | No | 4 | S | Indirect | By Hilrod Holdings VIII, L.P. |
Common Stock | Disposition | 2011-08-24 | 30,000 | $85.16 | 286,098 | No | 4 | S | Indirect | By Hilrod Holdings IX, L.P. |
Common Stock | Disposition | 2011-08-24 | 5,000 | $85.16 | 56,166 | No | 4 | S | Indirect | By Hilrod Holdings X, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Hilrod Holdings VI, L.P. |
No | 4 | S | Indirect | By Hilrod Holdings VII, L.P. |
No | 4 | S | Indirect | By Hilrod Holdings VIII, L.P. |
No | 4 | S | Indirect | By Hilrod Holdings IX, L.P. |
No | 4 | S | Indirect | By Hilrod Holdings X, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 990,928 | Indirect | By Brandon Limited Partnership No. 1 |
Common Stock | 4,907,824 | Indirect | By Brandon Limited Partnership No. 2 |
Common Stock | 757,866 | Indirect | By HRS Holdings, L.P. |
Common Stock | 3,730,000 | Indirect | By Hilrod Holdings, L.P. |
Common Stock | 92,462 | Indirect | By Hilrod Holdings IV, L.P. |
Common Stock | 35,714 | Indirect | By Hilrod Holdings V, L.P. |
Common Stock | 108,318 | Indirect | By Hilrod Holdings XI, L.P. |
Common Stock | 85,178 | Indirect | By Hilrod Holdings XII, L.P. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $0.45 | 2012-07-12 | 1,200,000 | 448,176 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $0.53 | 2013-05-28 | 1,200,000 | 860,324 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $6.59 | 2015-03-23 | 1,200,000 | 1,100,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $16.87 | 2015-11-11 | 600,000 | 600,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $31.72 | 2018-06-02 | 400,000 | 400,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $35.64 | 2019-12-01 | 250,000 | 250,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-07-12 | 1,200,000 | 448,176 | Direct |
2013-05-28 | 1,200,000 | 860,324 | Direct |
2015-03-23 | 1,200,000 | 1,100,000 | Direct |
2015-11-11 | 600,000 | 600,000 | Direct |
2018-06-02 | 400,000 | 400,000 | Direct |
2019-12-01 | 250,000 | 250,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $84.40 to $84.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $85.00 to $85.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P and Hilrod Holdings XII, L.P.
- Reflects the distribution of shares as the proceeds of an in-kind annuity payment from existing grantor retained annuity trusts. The shares received from the in-kind annuity payments are directly beneficially owned by the reporting person.
- These shares were previously reported as indirectly beneficially owned by other limited partnerships and directly owned by the reporting person but were contributed to Hilrod Holdings XII, L.P. The reporting person is one of the general partners of the new limited partnership, Hilrod Holdings XII, L.P.
- The options are currently vested.
- The options are currently vested with respect to 240,000 shares. The remaining options vest in two equal installments on June 2, 2012 and 2013.
- The options are currently vested with respect to 50,000 shares. The remaining options vest in four equal installments on December 1, 2011, 2012, 2013 and 2014.