Filing Details

Accession Number:
0001140361-11-043714
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-25 21:30:40
Reporting Period:
2011-08-23
Filing Date:
2011-08-25
Accepted Time:
2011-08-25 21:30:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
865752 Hansen Natural Corp HANS Bottled & Canned Soft Drinks & Carbonated Waters (2086) 391679918
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1284352 H Hilton Schlosberg Hansen Natural Corp,
550 Monica Circle, Suite 201
Corona CA 92880
Vice Chairman And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-08-23 36,012 $84.41 128,950 No 4 S Indirect By Hilrod Holdings VI, L.P.
Common Stock Disposition 2011-08-24 7,000 $85.16 30,036 No 4 S Indirect By Hilrod Holdings VII, L.P.
Common Stock Disposition 2011-08-24 20,000 $85.16 114,764 No 4 S Indirect By Hilrod Holdings VIII, L.P.
Common Stock Disposition 2011-08-24 30,000 $85.16 286,098 No 4 S Indirect By Hilrod Holdings IX, L.P.
Common Stock Disposition 2011-08-24 5,000 $85.16 56,166 No 4 S Indirect By Hilrod Holdings X, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Hilrod Holdings VI, L.P.
No 4 S Indirect By Hilrod Holdings VII, L.P.
No 4 S Indirect By Hilrod Holdings VIII, L.P.
No 4 S Indirect By Hilrod Holdings IX, L.P.
No 4 S Indirect By Hilrod Holdings X, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 990,928 Indirect By Brandon Limited Partnership No. 1
Common Stock 4,907,824 Indirect By Brandon Limited Partnership No. 2
Common Stock 757,866 Indirect By HRS Holdings, L.P.
Common Stock 3,730,000 Indirect By Hilrod Holdings, L.P.
Common Stock 92,462 Indirect By Hilrod Holdings IV, L.P.
Common Stock 35,714 Indirect By Hilrod Holdings V, L.P.
Common Stock 108,318 Indirect By Hilrod Holdings XI, L.P.
Common Stock 85,178 Indirect By Hilrod Holdings XII, L.P.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $0.45 2012-07-12 1,200,000 448,176 Direct
Common Stock Employee Stock Option (right to buy) $0.53 2013-05-28 1,200,000 860,324 Direct
Common Stock Employee Stock Option (right to buy) $6.59 2015-03-23 1,200,000 1,100,000 Direct
Common Stock Employee Stock Option (right to buy) $16.87 2015-11-11 600,000 600,000 Direct
Common Stock Employee Stock Option (right to buy) $31.72 2018-06-02 400,000 400,000 Direct
Common Stock Employee Stock Option (right to buy) $35.64 2019-12-01 250,000 250,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-07-12 1,200,000 448,176 Direct
2013-05-28 1,200,000 860,324 Direct
2015-03-23 1,200,000 1,100,000 Direct
2015-11-11 600,000 600,000 Direct
2018-06-02 400,000 400,000 Direct
2019-12-01 250,000 250,000 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $84.40 to $84.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $85.00 to $85.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P and Hilrod Holdings XII, L.P.
  4. Reflects the distribution of shares as the proceeds of an in-kind annuity payment from existing grantor retained annuity trusts. The shares received from the in-kind annuity payments are directly beneficially owned by the reporting person.
  5. These shares were previously reported as indirectly beneficially owned by other limited partnerships and directly owned by the reporting person but were contributed to Hilrod Holdings XII, L.P. The reporting person is one of the general partners of the new limited partnership, Hilrod Holdings XII, L.P.
  6. The options are currently vested.
  7. The options are currently vested with respect to 240,000 shares. The remaining options vest in two equal installments on June 2, 2012 and 2013.
  8. The options are currently vested with respect to 50,000 shares. The remaining options vest in four equal installments on December 1, 2011, 2012, 2013 and 2014.