Filing Details
- Accession Number:
- 0001214659-24-016303
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-10 19:30:08
- Reporting Period:
- 2024-09-06
- Accepted Time:
- 2024-09-10 19:30:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 896493 | Ault Alliance Inc. | AULT | Electronic Components, Nec (3679) | 941721931 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1212502 | Iii C Milton Ault | 11411 Southern Highlands Parkway Suite 240 Las Vegas NV 89141 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-09-06 | 100 | $0.22 | 11,645 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2024-09-09 | 5,000 | $0.21 | 95,229 | No | 4 | P | Indirect | By Ault & Company, Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Ault & Company, Inc. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| 13% Series D Cumulative Redeemable Perpetual Preferred Stock | 110 | Direct |
Footnotes
- Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Billionaire Hedge Funds
