Filing Details
- Accession Number:
- 0001213900-24-077452
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2024-09-10 17:56:22
- Reporting Period:
- 2023-09-14
- Accepted Time:
- 2024-09-10 17:56:22
- Original Submission Date:
- 2023-09-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1832511 | P3 Health Partners Inc. | PIII | Services-Health Services (8000) | 852992794 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1975600 | Cpf Iii-A Pt Spv, Llc | 980 North Michigan Avenue, Chicago IL 60611 | No | No | Yes | No | |
1975601 | Cpf Iii Pt Spv, Llc | 980 North Michigan Avenue, Suite 1998 Chicago IL 60611 | No | No | Yes | No | |
1975658 | Chicago Pacific Founders Ugp Iii, Llc | 980 North Michigan Avenue, Suite 1998 Chicago IL 60611 | No | No | Yes | No | |
1975828 | Chicago Pacific Founders Gp Iii, L.p. | 980 North Michigan Avenue, Suite 1998 Chicago IL 60611 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-09-14 | 90,000 | $2.52 | 50,115,442 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Footnotes
- On September 15, 2023, the reporting person filed a Form 4 which incorrectly stated that the purchase date in Column 2 of Table I was September 11, 2023 when the correct purchase date was September 14, 2023.
- Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III").
- The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.45 to $2.70, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3.
- Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities.