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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1842939	Carmell Corp	CTCX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1822507	A Patrick Sturgeon	C/O Carmell Corporation 2403 Sidney Street, Suite 300 Pittsburgh PA 15203		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-09-06	1,261	$0.51	18,051	No	4	P	Indirect	By Carmell Insiders LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Carmell Insiders LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	20,821	Direct
Common Stock	97,038	Direct

Footnotes

The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.
The shares beneficially owned by the Reporting Person include 20,821 shares of common stock that may be acquired pursuant to the exercise of stock options within 60 days of the date of this filing.
Fifty percent (50%) of the shares beneficially owned by the Reporting Person are subject to forfeiture if, in the five years subsequent to July 14, 2023, the price of the common stock does not exceed $11.50 for any 20 trading days within any 30-trading day period.