Filing Details
- Accession Number:
- 0001209191-11-045643
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-25 19:02:16
- Reporting Period:
- 2011-08-24
- Filing Date:
- 2011-08-25
- Accepted Time:
- 2011-08-25 19:02:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 948708 | Smith Micro Software Inc | SMSI | Services-Prepackaged Software (7372) | 330029027 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1472122 | Andrew Arno | 51 Columbia Aliso Viejo CA 92656 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-24 | 16,199 | $1.75 | 60,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-08-25 | 33,801 | $1.75 | 60,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Of the 60,000 shares, 50,000 are held in Mr. Arno's IRA.
Billionaire Hedge Funds
