Filing Details
- Accession Number:
- 0000912282-24-000628
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-06 17:25:10
- Reporting Period:
- 2023-12-15
- Accepted Time:
- 2024-09-06 17:25:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1790169 | Flora Growth Corp. | FLGC | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1955468 | Clifford Starke | C/O Flora Growth Corp. 3230 W. Commercial Blvd., Suite 180 Fort Lauderdale FL 33309 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2024-09-05 | 51 | $0.95 | 474,046 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock Appreciation Rights ("SARs") | Acquisiton | 2023-12-15 | 1,028,665 | $0.00 | 1,028,665 | $1.21 |
Common Shares | Stock Appreciation Rights ("SARs") | Acquisiton | 2024-08-14 | 575,319 | $0.00 | 575,319 | $0.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,028,665 | 2033-12-15 | No | 4 | A | Direct | |
575,319 | 2034-08-14 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 565,714 | Indirect | See footnote |
Common Shares | 300,347 | Indirect | See footnote |
Footnotes
- Held by YT Research, Inc., a company in which the Reporting Person is the sole director and equity owner. The Reporting Person disclaims beneficial ownership of the securities held by YT Research, Inc. except to the extent of his pecuniary interest therein.
- Held by Hampstead Private Capital Limited, a company in which the Reporting Person is the sole director and equity owner. The Reporting Person disclaims beneficial ownership of the securities held by Hampstead Private Capital Limited except to the extent of his pecuniary interest therein.
- The SARs vest in 12 equal installments, subject to stock price criteria to be met prior to each tranche vesting. The SARs have a post-termination exercise period of one year.