Filing Details
- Accession Number:
- 0001437749-24-028663
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-06 16:54:52
- Reporting Period:
- 2024-09-04
- Accepted Time:
- 2024-09-06 16:54:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001385 | Northwest Pipe Co | NWPX | Steel Pipe & Tubes (3317) | 930557988 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1766072 | Miles Brittain | 201 Ne Park Plaza Drive Suite 100 Vancouver WA 98684 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-09-04 | 4,500 | $41.90 | 25,858 | No | 4 | S | Indirect | Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 5,865 | 5,865 | Direct | ||
| Common Stock | Performance Shares | $0.00 | 17,598 | 17,598 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 5,865 | 5,865 | Direct | |
| 17,598 | 17,598 | Direct |
Footnotes
- Adoption date of referenced 10b5-1(c) plan is: 06-05-2024
- This transaction was executed in multiple trades at prices ranging from $41.685 to $42.305 per share. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
- The Restricted Stock Units vest in installments in January 2025, 2026 and 2027.
- Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.
- The Performance Shares vest in installments in March of 2025, 2026 and 2027.
- Reporting person is a beneficiary of the trust
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