Filing Details

Accession Number:
0001562180-24-006716
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-06 16:31:52
Reporting Period:
2024-09-04
Accepted Time:
2024-09-06 16:31:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1169770 Banc Of California Inc. BANC National Commercial Banks (6021) 043639825
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204241 J Richard Lashley C/O Banc Of California, Inc.
3 Macarthur Place
Santa Ana CA 92707
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-09-04 18,750 $14.00 719,826 No 4 S Indirect By Goodbody/PL Capital, LLC
Common Stock Disposition 2024-09-04 56,250 $14.00 2,429,393 No 4 S Indirect By PL Capital, LLC
Common Stock Disposition 2024-09-05 50,887 $14.20 668,939 No 4 S Indirect By Goodbody/PL Capital, LLC
Common Stock Disposition 2024-09-05 74,113 $14.20 2,355,280 No 4 S Indirect By PL Capital, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Goodbody/PL Capital, LLC
No 4 S Indirect By PL Capital, LLC
No 4 S Indirect By Goodbody/PL Capital, LLC
No 4 S Indirect By PL Capital, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 59,650 Direct
Common Stock 10,000 Indirect By Richard Lashley ROTH IRA
Depositary Shares Of Series F Preferred Stock 10,000 Indirect By Goodbody/PL Capital, LLC
Footnotes
  1. The reported price is a weighted average price. These shares were sold to satisfy limited partner fund withdrawals in multiple transactions at prices ranging from $14.00 to $14.015 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  2. Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  3. PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  4. The reported price is a weighted average price. These shares were sold to satisfy limited partner fund withdrawals in multiple transactions at prices ranging from $14.10 to $14.305 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.