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Filing Details

Accession Number:: 0001562180-24-006716
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-09-06 16:31:52
Reporting Period:: 2024-09-04

Accepted Time:: 2024-09-06 16:31:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1169770	Banc Of California Inc.	BANC	National Commercial Banks (6021)	043639825

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1204241	J Richard Lashley	C/O Banc Of California, Inc. 3 Macarthur Place Santa Ana CA 92707		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2024-09-04	18,750	$14.00	719,826	No	4	S	Indirect	By Goodbody/PL Capital, LLC
Common Stock	Disposition	2024-09-04	56,250	$14.00	2,429,393	No	4	S	Indirect	By PL Capital, LLC
Common Stock	Disposition	2024-09-05	50,887	$14.20	668,939	No	4	S	Indirect	By Goodbody/PL Capital, LLC
Common Stock	Disposition	2024-09-05	74,113	$14.20	2,355,280	No	4	S	Indirect	By PL Capital, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Goodbody/PL Capital, LLC
No	4	S	Indirect	By PL Capital, LLC
No	4	S	Indirect	By Goodbody/PL Capital, LLC
No	4	S	Indirect	By PL Capital, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	59,650	Direct
Common Stock	10,000	Indirect	By Richard Lashley ROTH IRA
Depositary Shares Of Series F Preferred Stock	10,000	Indirect	By Goodbody/PL Capital, LLC

Footnotes

The reported price is a weighted average price. These shares were sold to satisfy limited partner fund withdrawals in multiple transactions at prices ranging from $14.00 to $14.015 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The reported price is a weighted average price. These shares were sold to satisfy limited partner fund withdrawals in multiple transactions at prices ranging from $14.10 to $14.305 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.