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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1591587	Assetmark Financial Holdings Inc.	AMK	Investment Advice (6282)	300774039

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1782596	Huatai International Financial Holdings Co Ltd	Room 5808-5812, 58/F., The Center, 99 Queen'S Road Central K3 00000	No	No	Yes	No
1782597	Ltd Holdings Investment International Huatai	Room 5808-5812, 58/F., The Center, 99 Queen'S Road Central K3 00000	No	No	Yes	No
1782677	Huatai Securities Co., Ltd.	No. 228 Middle Jiangdong Road Nanjing, Jiangsu Province F4 210019	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2024-09-05	50,873,799	$35.25	0	No	4	S	Indirect	By Huatai International Investment Holdings Limited

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Huatai International Investment Holdings Limited

Footnotes

Represents shares disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 25, 2024, by and among the Issuer, GTCR Everest Borrower, LLC and GTCR Everest Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger contemplated thereby, each share of common stock held by the reporting persons was converted automatically into the right to receive $35.25 per share in cash.
These shares are held directly by Huatai International Investment Holdings Limited ("HIIHL"). Huatai International Financial Holdings Company Limited ("HIFHCL") is the sole shareholder of HIIHL. Huatai Securities Co., Ltd. ("HSCL") is the sole shareholder of HIFHCL. Accordingly, each of HIFHCL and HSCL is an indirect beneficial owner of the reported securities.