Filing Details

Accession Number:
0001062993-24-016231
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-05 18:23:30
Reporting Period:
2024-09-03
Accepted Time:
2024-09-05 18:23:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428439 Roku Inc ROKU Cable & Other Pay Television Services (4841) 262087865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1951665 Charles Collier C/O Roku, Inc.
1173 Coleman Ave.
San Jose CA 95110
President, Roku Media No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-09-03 29,340 $0.00 41,404 No 4 M Direct
Class A Common Stock Disposition 2024-09-03 14,979 $65.22 26,425 No 4 F Direct
Class A Common Stock Disposition 2024-09-04 7,181 $64.69 19,244 No 4 S Direct
Class A Common Stock Disposition 2024-09-04 3,590 $65.00 15,654 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Restricted Stock Unit Disposition 2024-09-03 29,340 $0.00 29,340 $0.00
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2024-09-03 2,300 $0.00 2,300 $65.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
264,058 No 4 M Direct
2,300 2024-09-03 2034-09-02 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 600 Indirect Charles D. Collier Revocable Trust
Footnotes
  1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 3, 2024.
  2. Shares sold pursuant to Mr. Collier's 10b5-1 plan.
  3. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
  4. This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.
  5. This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $83,333.33.