Filing Details

Accession Number:
0000950170-24-104060
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-05 16:54:25
Reporting Period:
2024-09-03
Accepted Time:
2024-09-05 16:54:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1823466 Fiscalnote Holdings Inc. NOTE Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1937743 Tim Hwang C/O Fiscalnote Holdings, Inc.
1201 Pennsylvania Ave Nw, 6Th Fl
Washington DC 20004
Chairman, Ceo And Director No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2024-09-03 39,211 $1.27 2,566,513 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2024-09-03 25,000 $1.28 2,541,513 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 49,318 Direct
Footnotes
  1. Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.
  2. These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.
  3. The price reported is a weighted average price. The reported securities were sold in multiple transactions, pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2024, at prices ranging from $1.24 to $1.33. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.