Filing Details
- Accession Number:
- 0001123292-11-000699
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-25 16:33:07
- Reporting Period:
- 2011-08-23
- Filing Date:
- 2011-08-25
- Accepted Time:
- 2011-08-25 16:33:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1160165 | Shengdatech Inc. | SDTHQ | Miscellaneous Chemical Products (2890) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207017 | Lazard Asset Management Llc | 30 Rockefeller Plaza, 59Th Floor New York NY 10112 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-23 | 701,120 | $0.14 | 0 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Footnotes
- Prior to August 11, 2011, the owners of these securities effected short sales of the issuer's common stock and borrowed shares from an unaffiliated lender for delivery against the sale. On August 23, 2011, the owners purchased issuer common stock and delivered it to the lender in repayment of the stock loan.
- The reporting person serves as investment manager for various funds that are the owners of these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, if any.