Filing Details
- Accession Number:
- 0001127602-24-023525
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-05 10:38:33
- Reporting Period:
- 2024-09-03
- Accepted Time:
- 2024-09-05 10:38:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1960842 | Caroline Feeney | 751 Broad Street, 5Th Floor Attn.: Regulatory Filings Unit Newark NJ 07102 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-09-03 | 1,110 | $119.97 | 10,175 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,200 | Indirect | By 401(k) |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.90 to $120.07 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- Following the transaction reported on this Form 4, Ms. Feeney continues to hold 10,175 shares directly and 8,200 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 6,662 vested stock options, 79,293 restricted stock units, and 73,451 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- Amount reported has been adjusted to include 246 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2023, and June 30, 2024, based on a plan statement dated June 30, 2024. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).