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Filing Details

Accession Number:: 0001628280-24-039442
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-09-04 20:34:04
Reporting Period:: 2024-08-31

Accepted Time:: 2024-09-04 20:34:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1841925	Indie Semiconductor Inc.	INDI	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
2009989	Michael Wittmann	C/O Indie Semiconductor, Inc. 32 Journey Aliso Viejo CA 92656	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2024-08-31	6,250	$0.00	50,360	No	4	M	Direct
Class A Common Stock	Acquisiton	2024-09-01	4,569	$0.00	54,929	No	4	M	Direct
Class A Common Stock	Disposition	2024-09-03	2,416	$3.83	52,513	No	4	F	Direct
Class A Common Stock	Disposition	2024-09-03	709	$3.83	51,804	No	4	S	Direct
Class A Common Stock	Disposition	2024-09-03	1,747	$3.88	50,057	No	4	F	Direct
Class A Common Stock	Disposition	2024-09-03	2,822	$3.88	47,235	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Disposition	2024-08-31	6,250	$0.00	6,250	$0.00
Class A Common Stock	Restricted Stock Units	Acquisiton	2024-09-01	4,569	$0.00	4,569	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2024-09-01	4,569	$0.00	4,569	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,500	No	4	M	Direct
4,569	No	4	A	Direct
0	No	4	M	Direct

Footnotes

Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through March 10, 2026.
The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.74 to $4.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
Represents shares of Class A common stock sold in the open market in accordance with a sell-all election made at the start of a program period of a voluntary equity compensation program as approved by the Board of Directors in June 2023. This election was made during an open trading window while Mr. Wittmann was not in possession of material non-public information.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. Such restricted stock units vest at the rate of 25% annually beginning August 31, 2023.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.