Filing Details
- Accession Number:
- 0001013857-24-000198
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-04 20:33:13
- Reporting Period:
- 2024-08-30
- Accepted Time:
- 2024-09-04 20:33:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. One Main Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-08-30 | 2,360 | $33.90 | 2,362 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-08-30 | 1,428 | $71.00 | 934 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2024-08-30 | 932 | $71.00 | 2 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-09-03 | 102 | $0.00 | 104 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-09-03 | 25 | $70.88 | 79 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-09-03 | 53 | $0.00 | 132 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-09-03 | 13 | $70.88 | 119 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-09-03 | 77 | $0.00 | 196 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-09-03 | 19 | $70.88 | 177 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2024-08-30 | 2,360 | $0.00 | 2,360 | $33.90 |
| Common Stock | Restricted Stock Units | Disposition | 2024-09-03 | 102 | $0.00 | 102 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2024-09-03 | 53 | $0.00 | 53 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2024-09-03 | 77 | $0.00 | 77 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,620 | 2023-02-02 | 2032-11-02 | No | 4 | M | Direct |
| 1,029 | 2023-03-01 | No | 4 | M | Direct | |
| 317 | 2022-03-02 | No | 4 | M | Direct | |
| 153 | 2021-03-03 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.
- Represents a 5% vesting on September 1, 2024, with a release date of September 3, 2024, the first business day following vesting. The original grant was 2,057 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).
- Represents a 5% vesting on September 2, 2024, with a release date of September 3, 2024, the first business day following vesting. The original grant was 1,057 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Represents a 5% vesting on September 3, 2024. The original grant was 1,533 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
- Options will vest in equal quarterly installments over a four year period. The first vest occurred on February 2, 2023.
- Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
- Once vested, the shares of common stock are not subject to expiration.
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